Mitch Nussbaum

Co-Chair

Speaker

Loeb & Loeb

Mitch Nussbaum is the vice chair of Loeb & Loeb and serves as co-chair of the firm’s Capital Markets and Corporate Department. His practice focuses on representing emerging growth companies and investment banks in initial public offerings, follow-on public offerings, shelf takedowns, registered direct placements, PIPEs and other private placements (144A, Reg D, Reg A, Reg S, etc.). Mr. Nussbaum also regularly represents public companies regarding their SEC and NYSE or Nasdaq listing compliance and has acted as outside general counsel, including corporate, securities, M&A litigation and business counseling, to hundreds of private and public companies as well as their officers and directors. He also negotiates and documents acquisitions, mergers, going-private transactions, reverse mergers, proxy contests, tender offers, control contests, fund formations and secured lending financings and has represented issuers and underwriters in more than 100 SPAC public offerings and business combinations. Mr. Nussbaum was responsible for developing the groundbreaking IPAC, which features many of the benefits of the SPAC, but offers increased flexibility on pricing and deal structure, along with a more rapid transaction cycle.

    Topic

    8:45 AM - 9:25 AM

    Thursday November 14 2024

    PIPE Deal Structures: Customary (and Not-so-Customary) Deal Provisions in the Current PIPE Market

    • Overview of prevalent deal structures in the current PIPE market
    • Discussion of how private placement transaction terms have changed over time
    • Highlights of some of the more important deal provisions, depending on the nature of the underlying investment
    • Discussion of hot sectors, and notable transactions
    6:45 PM - 7:20 PM

    Wednesday November 13 2024

    Redefining PIPEs: 20 Years Later - What Constitutes a Private Investment in Public Equity?

    • Revisiting the industry’s understanding of what a PIPE transaction is (and isn’t)
    • Discussion of how PIPE investment strategies have changed and why
    • Overview of legal, regulatory, and other issues that have most impacted the market
    • Predictions for the future of PIPEs
    9:30 AM - 9:50 AM

    Wednesday June 15, 2022

    What’s Next for Blank-check Firms?

    • A ticking clock for existing SPACs to get deals done
    • More new SPACs entering the pipeline only means more competition
    • Anticipating what the SEC may do in 2022
    • U.S. SPAC expertise eyeing international targets
    9:35 AM - 9:55 AM

    Wednesday June 23, 2021

    Understanding the SPAC Frenzy

    • Discussion of the sustainability of deal flow and whether we’ve hit “peak SPAC”
    • How deadlines and competitive pressures can get in the way of closing quality deals
    • What comes next in 2021/2022 and beyond
    View Full Agenda