Sichenzia Ross Ference Carmel LLP provides experienced, professional representation in all matters involving the securities industry, as well as in general corporate, litigation, real estate and trusts & estates matters. Our clients range from start-ups to established, listed companies. They include public and private corporations, partnerships, broker-dealers, investment banks, investment advisors, registered personnel, public and corporate customers and investors, and other entities.
We also advise institutional investors on transactions involving complex securities laws. Our areas of expertise include corporate finance, including initial and secondary public offerings, corporate and commercial transactions, mergers and acquisitions, securities litigation and arbitration, administrative practice before regulatory agencies, and broker-dealer regulation. We are experts at listing companies on both the NASDAQ and New York Stock Exchange and provide guidance to Boards of Directors and corporate managers who now operate in an increasingly complex and changing landscape of securities rules, litigation risks, regulatory oversight and investor scrutiny. This year, Sichenzia Ross Ference Carmel LLP commemorates its 24th anniversary. From a firm comprised of three young attorneys to one that is consistently ranked at the top of national league table rankings for issuer, investor and placement agent legal counsel, and that advises on a full range of trusts & estates matters, we have evolved from our humble roots but remain committed to continuing the high standards that we established for ourselves 24 years ago.