Matthew Beville

Special Counsel

WilmerHale

Matthew Beville’s practice focuses on investigations, enforcement actions and litigation involving the federal commodities and securities laws. He has represented financial institutions, swap dealers, broker-dealers and proprietary trading firms before the Securities and Exchange Commission, the Commodity Futures Trading Commission and self-regulatory organizations. Mr. Beville has extensive experience in matters involving complicated electronic trading issues, swap dealer and futures commission merchant regulatory compliance issues, and various market conduct and trade practice concerns.

Prior to joining WilmerHale, Mr. Beville was an associate at a prominent law firm in Washington DC where he handled securities defense and white collar matters.

    Topic

    11:10 AM - 11:30 AM

    Thursday November 14 2024

    PIPEs and the SEC's Approach to Broker/Dealer Issues: Key Case Studies

    • Strategic considerations from the SEC’s actions against PIPE funds
    • How the SEC’s new ‘Dealer Rule’ and the Supreme Court’s decision in Jarkesy may influence PIPE fund strategies going forward
    • Insights and expectations for the new administration
    View Full Agenda