Christina Milnor
Christina Zaroulis Milnor is a securities enforcement and investigations attorney. She worked at the U.S. Securities and Exchange Commission for over a decade, including time as the Assistant Secretary with oversight of enforcement and litigation issues facing the Secretary’s office. Prior to that, she worked in both the Division of Enforcement and Office of General Counsel at the SEC. Christina returned to private practice in the spring of 2024, joining and helping establish Mincey Bell Milnor, an affiliate of Cranfill Sumner LLP, with offices on K Street in Washington, D.C. She leverages her governmental experience to assist financial industry clients with navigating conflicts with or issues needing the attention of the SEC, FINRA, and other regulatory or quasi-regulatory bodies.
Topic
Thursday November 14 2024
What you Need to Know About the SEC's Enforcement Campaign Against Convertible Debt PIPE Investors
- Overview of the ~20 actions against PIPE investors for failing to register as “dealers”
- Understanding the SEC’s argument and the factors to be considered as to whether a PIPE investor is a dealer
- Discussion of the consequences to the PIPE market
- How investors can protect themselves
