
Stephen Faucetta
Managing Director
Spartan Capital Securities
Topic
2:35PM - 3:20PM
November 13, 2026 November 13, 2025
Structuring PIPE Transactions
- Traditional vs. bespoke PIPE structures (convertible debt, preferred equity, warrants).
- Key investor protections: anti-dilution, down-round rights, covenants.
- Case studies of recent successful & problematic deals.