Perrie Weiner
Partner in Charge, Los Angeles • Chair, North America Securities Litigation Group
Baker McKenzie
Perrie is a prominent securities litigation attorney with over 30 years of experience, renowned for his commitment to providing top-tier service and delivering exceptional results. He currently serves as the Partner-in-Charge of Baker McKenzie's Los Angeles office, Chair of the Firm's North America Securities Litigation Group, and leads the Firm's global SPAC Rapid Response Team. Perrie’s diverse clientele includes publicly held issuers (D’s & O’s), hedge funds, PE funds, broker-dealers, underwriters, auditors and REITs.
Topic
1:45PM - 2:30PM
November 13, 2026 November 13, 2025
The Regulatory & Legal Landscape: What You Need to Know to Navigate this Market
- SEC updates and new compliance considerations
- Corporate governance: Shareholder rights and voting requirements
- Avoiding litigation: Lessons from recent enforcement actions
- The impact of new disclosure rules on issuers
3:20 PM - 4:00 PM
Thursday November 14 2024
What you Need to Know About the SEC's Enforcement Campaign Against Convertible Debt PIPE Investors
- Overview of the ~20 actions against PIPE investors for failing to register as “dealers”
- Understanding the SEC’s argument and the factors to be considered as to whether a PIPE investor is a dealer
- Discussion of the consequences to the PIPE market
- How investors can protect themselves
