Matthew Beville
Special Counsel
WilmerHale
Topic
11:10 AM - 11:30 AM
Thursday November 14 2024
PIPEs and the SEC's Approach to Broker/Dealer Issues: Key Case Studies
- Strategic considerations from the SEC’s actions against PIPE funds
- How the SEC’s new ‘Dealer Rule’ and the Supreme Court’s decision in Jarkesy may influence PIPE fund strategies going forward
- Insights and expectations for the new administration