Lou Taubman

Partner

Panelist

HTFL

Louis Taubman is a partner in the New York office of Hunter Taubman Fischer & Li. Mr. Taubman’s practice concentrates on securities law, corporate finance and corporate governance. Mr. Taubman represents issuers, broker dealers and investors in connection with private and public financing transactions, mergers and acquisitions, corporate governance and SEC compliance. Mr. Taubman currently provides advice to various issuers with regard to their continued Securities Exchange Act of 1934 reporting requirements, as well as related issues of corporate compliance and governance. Mr. Taubman also assists issuers with regard to initial listing on the Nasdaq, NYSE-MKT, OTCQX and other markets and exchanges, as well as ongoing compliance with exchange listing requirements.

Topic

4:25 PM - 5:05 PM

Wednesday June 15, 2022

Spotting Red Flags on a Deal

  • Inadequate/rushed due diligence
  • SPAC management expertise (or lack thereof) in selected sectors
  • Disclosures that raise more questions than answers
  • Valuations unsupported by the numbers
  • SPAC management’s track record
  • How the SEC’s SPAC rulemaking proposal might affect transaction diligence and deal execution
1:40 PM - 2:30 PM

Thursday June 24, 2021

Let’s Talk About (Potential) Government Regulation

  • SPACs raise growing policy concerns for Congress and the SEC
  • Issues under scrutiny include regulatory treatment, investor protection, listing standards
  • Will regulators crack down on high sponsor fees?
  • What barriers to entry might the SEC create?
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